Compliance Officer/MLRO (в архиве)

19 Июня

Партнерские Вакансии

Компания "ЧК OQAM Finance Ltd."

Role Description

We are seeking a highly motivated Compliance Officer/MLRO to join OQAM Finance Ltd. This role involves ensuring the company’s compliance with applicable regulatory requirements, developing and updating internal compliance frameworks, and overseeing AML procedures and related reporting.

Key Responsibilities

• Ensure compliance with AIFC regulations, AML/CFT requirements, and internal policies;
• Act as the primary point of contact for regulatory bodies on compliance and AML matters;
• Oversee and maintain the company’s Compliance and AML/CFT programs;
• Monitor transactions, conduct investigations, and file Transaction Threshold Reports (TTRs) and Suspicious Transaction Reports (STRs) when necessary;
• Deliver compliance and AML training to staff to enhance internal awareness;
• Prepare and submit required regulatory reports and ensure timely filings.

Requirements

• A bachelor’s degree in law or a related field;
• 3–5 years of relevant experience in compliance or AML roles;
• Strong understanding of financial regulations, AIFC regulations, and AML/CFT frameworks;
• Excellent attention to detail, analytical thinking, and ability to work independently;
• Effective communication skills and professionalism when dealing with regulators and internal stakeholders.

Preferred Qualifications

• Recognised AML or Compliance certifications (e.g., CAMS, ICA) are a plus;
• English proficiency at an upper-intermediate level or higher.

What We Offer

• A chance to work with a dynamic, highly skilled team in brokerage and asset management;
• Direct involvement in shaping the firm’s compliance and AML practices;
• Competitive compensation and performance-based incentives;
• Defined career growth opportunities within the company;
• Flexible working arrangements.